Why are Reasonable Steps important? The introduction of reasonable steps under the Senior Managers & Certification Regime (SMCR) was driven by the regulators’ desire to…
Senior Managers and Certification Regime (SMCR) The Senior Managers and Certification Regime (SMCR) replaced the previous UK approved Persons Regime (APR) in order to place…
Do You Want Your FCA SMCR Completed For You? Are You Too Busy To Take The Time Out? Not Too Sure Of What’s Needed for…
The FCA is tightening up its individual conduct rules, replacing the current Approved Persons Regime with the Senior Managers and Certification Regime (SMCR). SMCR regulation…
The FCA is tightening up its individual conduct rules, replacing the current Approved Persons Regime with the Senior Managers and Certification Regime (SMCR). SMCR regulation…
