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[vc_section full_width=”stretch_row” css=”.vc_custom_1639507349482{padding-top: 50px !important;padding-bottom: 50px !important;background: #ffa200 url(https://complianceconsultant.org/wp-content/uploads/2021/12/services-banner.png?id=51401) !important;background-position: center !important;background-repeat: no-repeat !important;background-size: cover !important;}” el_class=”custom-hero”][vc_row full_width=”stretch_row”][vc_column width=”1/2″][vc_custom_heading text=”FCA & PRA Compliance Services” font_container=”tag:h1|text_align:left|color:%23ffffff” use_theme_fonts=”yes” css=””][vc_column_text css=”” el_class=”custom-white-tagline”]We provide strategic, hands-on compliance services to financial firms across the UK. Drawing on decades of industry experience, our team delivers practical, evidence-based advice and solutions that align with your business model and regulatory requirements.[/vc_column_text][vc_single_image image=”95193″ img_size=”full” css=””][vc_btn title=”Book A Discovery Call Now!” color=”warning” css_animation=”fadeInLeftBig” css=”.vc_custom_1746092495442{padding-right: 10px !important;}” link=”url:https%3A%2F%2Fbit.ly%2FCCDiscovr”][vc_btn title=”Contact Us Now!” color=”warning” css_animation=”fadeInRightBig” css=”” link=”url:https%3A%2F%2Fcomplianceconsultant.org%2Fcontact”][/vc_column][vc_column width=”1/2″][/vc_column][/vc_row][/vc_section][vc_section css=”.vc_custom_1639146939514{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;border-top-width: 0px !important;border-right-width: 0px !important;border-bottom-width: 0px !important;border-left-width: 0px !important;padding-top: 50px !important;padding-right: 0px !important;padding-bottom: 50px !important;padding-left: 0px !important;}”][vc_row equal_height=”yes”][vc_column parallax=”content-moving”][vc_raw_html css=””]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[/vc_raw_html][vc_row_inner equal_height=”yes” gap=”30″ el_class=”info-container”][vc_column_inner width=”1/2″][vc_custom_heading text=”FCA/PRA Authorisations – Fixed Fee, Full Support” font_container=”tag:h2|font_size:24|text_align:left” use_theme_fonts=”yes” css=””][vc_column_text el_class=”custom-tagline”]

Fixed Price Authorisations – monthly payment available.

[/vc_column_text][vc_column_text css=””]We manage FCA and PRA authorisations for:

  • Consumer Credit firms
  • Investment and Insurance firms
  • Payment Institutions (PSD2), EMIs
  • Appointed Representatives seeking full permissions
  • Funeral Plan providers & crypto-asset firms

Compliance Consultant takes time to listen to its clients and evaluate their particular requirements, before offering a number of strategic and tactical recommendations or proposals. All of our recommendations and proposals are fact-based.

We Guarantee to correct and resubmit your application if you are rejected due to our fault and you do not get accepted within 6 months of the rejection. T&C’s Apply.[/vc_column_text][vc_single_image image=”95193″ img_size=”full” alignment=”center” onclick=”custom_link” css_animation=”fadeInLeft” css=”” link=”https://complianceconsultant.org/downloads/fca-authorisation-win-ebook/”][vc_btn title=”Book A Discovery Call Today!” color=”warning” css_animation=”fadeInLeftBig” css=”.vc_custom_1746092514930{padding-right: 10px !important;}” link=”url:https%3A%2F%2Fbit.ly%2FCCDiscovr”][vc_btn title=”Contact Us Now!” color=”warning” css_animation=”fadeInRightBig” css=”” link=”url:https%3A%2F%2Fcomplianceconsultant.org%2Fcontact”][/vc_column_inner][vc_column_inner width=”1/2″][vc_empty_space height=”49px”][vc_column_text css=”.vc_custom_1639484742536{margin-bottom: 0px !important;padding-bottom: 0px !important;}” el_class=”custom-tagline”]Compliance Consultant’s implementation philosophy is underpinned by the following principles:[/vc_column_text][vc_column_text css=”.vc_custom_1639145869152{margin-bottom: 0px !important;padding-bottom: 0px !important;}”]

  1. Demonstrating business return on investment before implementation by providing exceptional ‘value’;
  2. Driving process and organisation change early in parallel with infrastructure development; engage, execute, embed.
  3. Starting with sample department or areas, to test the processes and technology in real business situations, then apply scale to other or all areas as required;
  4. Compliantly gain momentum and then rapidly deploy solutions to the remainder of the organisation and provide support through to embedding

[/vc_column_text][/vc_column_inner][/vc_row_inner][/vc_column][vc_column][/vc_column][/vc_row][vc_row][vc_column][vc_column_text css=””]See why so many people trust us!

[/vc_column_text][/vc_column][/vc_row][vc_row][vc_column][/vc_column][/vc_row][/vc_section][vc_section full_width=”stretch_row” css=”.vc_custom_1639146927190{padding-top: 50px !important;padding-bottom: 50px !important;background-color: #f5f5f5 !important;}”][vc_row gap=”30″][vc_column offset=”vc_col-md-4″][vc_custom_heading text=”Operational Evolutions” font_container=”tag:h2|font_size:24|text_align:left” use_theme_fonts=”yes”][vc_column_text]

  • Bank Start-Up
  • Governance Reviews
  • Product design and distribution
  • Financial promotions
  • Policy and procedure alignment
  • Risk framework design and review
  • Risk Mitigation Management
  • Implementation of compliance change programmes
  • Outsourcing of operations
  • Target operating model design
  • Passporting

[/vc_column_text][/vc_column][vc_column offset=”vc_col-md-4″][vc_custom_heading text=”Project & Special Functions Support” font_container=”tag:h2|font_size:24|text_align:left” use_theme_fonts=”yes”][vc_column_text]

  • Risk Mitigation Programmes (RMP)
  • Past business reviews
  • Root cause analysis
  • Section 166 Preparation & Response
  • Independent audit
  • Regulatory change programmes
  • FCA supervisory visits
  • Preparing SIFs for FCA/PRA interviews
  • Thematic reviews
  • Training and team development

[/vc_column_text][/vc_column][vc_column offset=”vc_col-md-4″][vc_custom_heading text=”Current Hotspots” font_container=”tag:h2|font_size:24|text_align:left” use_theme_fonts=”yes”][vc_column_text]

  • FCA Conduct Regulation
  • Working with the FCA, PRA and FOS
  • Governance and risk management
  • Complaints handling
  • Mis-selling
  • Financial crime
  • Senior Management & Certification Regime
  • Anti-Money Laundering
  • CASS Compliance
  • Product governance and distribution
  • Competition issues
  • Market abuse and insider dealing

[/vc_column_text][/vc_column][/vc_row][/vc_section][vc_section full_width=”stretch_row” css=”.vc_custom_1639148328463{padding-top: 50px !important;padding-bottom: 50px !important;}” el_class=”bg-half”][vc_row gap=”30″ content_placement=”middle” css=”.vc_custom_1639131440376{background-color: #ffa200 !important;}”][vc_column width=”1/2″ el_class=”image-circle” offset=”vc_col-md-5″][vc_single_image image=”50″ img_size=”300×300″ style=”vc_box_circle” css=”.vc_custom_1639132026916{margin-top: 0px !important;margin-bottom: 0px !important;padding-top: 0px !important;padding-bottom: 0px !important;}” el_class=”image-circle overlap”][/vc_column][vc_column width=”1/2″ css=”.vc_custom_1639131527583{padding-top: 15px !important;padding-bottom: 15px !important;}” offset=”vc_col-md-7″][vc_custom_heading text=”CALL US TODAY ON 0800 689 0190″ font_container=”tag:h2|text_align:left|color:%23ffffff” use_theme_fonts=”yes”][vc_column_text el_class=”custom-white-tagline”]

We offer you a simple fixed fee…
…once we have a good idea of your business complexity.

[/vc_column_text][vc_btn title=”CONTACT US” style=”classic” shape=”square” color=”white” size=”lg” align=”left” el_class=”custom-white-button” link=”url:%2Fcontact”][/vc_column][/vc_row][/vc_section][vc_section css=”.vc_custom_1637839411109{padding-top: 50px !important;padding-bottom: 50px !important;}”][vc_row][vc_column][vc_column_text]

[/vc_column_text][/vc_column][/vc_row][/vc_section][vc_section][vc_row full_width=”stretch_row” content_placement=”middle” css=”.vc_custom_1639148351492{background-color: #ffa200 !important;}”][vc_column width=”3/4″ el_class=”white-text”][vc_custom_heading text=”Contact Us for FCA Compliance Support” font_container=”tag:h2|text_align:left|color:%23ffffff” use_theme_fonts=”yes” css=”.vc_custom_1753792910993{margin-bottom: 5px !important;}”][vc_column_text css=”” el_class=”custom-white-tagline”]

Whether you need FCA authorisation, project-based compliance, or ongoing regulatory support, we’re here to help.

[/vc_column_text][/vc_column][vc_column width=”1/4″][vc_btn title=”CONTACT US” style=”classic” shape=”square” color=”white” size=”lg” align=”center” button_block=”true” el_class=”custom-white-button” link=”url:%2Fcontact”][/vc_column][/vc_row][/vc_section]