10 Principles for Strong MI: Achieving Excellence in Conduct Risk Management In recent years, the ever-changing landscape of financial services, the concept of “conduct risk”…
Enhanced FCA Complaints Handling in the Era of the Consumer Duty: A Comprehensive Guide In the evolving landscape of financial services, the introduction of the…
FCA Regulatory Business Plan Creation: The Secret Sauce for Success The distillation of years of triumphant FCA Application ventures has revealed a core of pivotal…
Cracking the Code of FCA Reg Data Reporting: Your Path to Compliance All CCA authorised firms will have to report to the FCA periodically with…
Explore the significant developments with our deep dive into the “Post-Implementation of the Consumer Duty”. This video serves as your guide to understanding the current…
How To Select a Proficient Compliance Consultant That Is Right For You! When clients ask us, “Why should we choose to work with you?” at…
Compliance Consultant: Typical costs and more detailed ranges Approximate Costs FCA Authorisation/Registration | Small Firms: From £8,500 Medium-Sized Firms: From £25,000 Banks & Insurance Companies:…
One Man Band Vs Small Consultancy Vs Large Consultancy At Compliance Consultant, we often encounter the question, “Why should we choose to work with you?”…
Mastering Fair Value Assessment under the Consumer Duty Framework The main hurdle is the interpretive character of the concept, ‘value’ A thorough exploration of value…
Exploring the New Consumer Duty Provisions: What does it mean? Presenting a comprehensive suite of measures, the Consumer Duty acts as a catalyst for the…