For a fraction of the cost of a fine or management time wasted during regulatory scrutiny, we can review, revise, recommend and embed the right…
Why are Reasonable Steps important? The introduction of reasonable steps under the Senior Managers & Certification Regime (SMCR) was driven by the regulators’ desire to…
Board of Directors – Understanding and Further Training? What does the Board of Directors do? It provides leadership of the organisation within a framework of prudent…
Once your organisation has achieved authorisation, you’re dedicated to satisfy a variety of on-going FCA compliance responsibilities. Companies either pick our consultancy services to help…
Subject Access Reports Workshop and Adverse Media Risk Assessments for business and recruitment. Complete the form below to contact us! What Makes Compliance Consultant Courses…
Conflicts Of Interest – A Practical Guide & Workshop A 1 Day Course – remote The FCA Requirements, Ethical & Best Practice Guidelines What Makes…
