SMCR Reasonable Steps Have To Be Evidenced Get an Independent assessment of your steps – Today! What are reasonable steps? The introduction of the…
Reasonable Steps – What Are They? What are reasonable steps? The introduction of the SMCR statutory duty of responsibility (SDR) places the onus on Senior…
Concerning the SMCR for remaining FCA authorised firms under FSMA Authorisation The largest challenge for the remaining FCA authorised firms under FSMA, who will need…
The Senior Managers Regime (SMR) or Senior Managers & Certification Regime (SMCR) is the most far-reaching attempt to improve industry culture and to overcome the problems…
So it’s Finally Here – Solo Regulated Firms From the end of 2019 will be under the SM&CR regime. The SM&CR aims to reduce harm…
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