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FCA-Aligned Framework

Master Third-Party Oversight
in Hours, Not Months

The complete outsourcing governance toolkit for FCA-regulated firms. Ready-to-use templates covering SYSC 8, Consumer Duty, SM&CR, and Operational Resilience.

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See What’s Included
40+
Hours Saved
100+
Pages of Templates
15
Ready-to-Use Documents
9
Regulatory Areas Covered
The Challenge

Third-Party Oversight is
No Longer Optional

The FCA expects robust governance over every supplier touching your regulated activities. Are you confident your framework would stand up to scrutiny?

Regulatory Pressure

SYSC 8, Consumer Duty, Operational Resilience — the rules keep expanding. Supervisory scrutiny on outsourcing has never been higher.

Time Consuming

Building a compliant framework from scratch takes weeks. Researching requirements, drafting documents, reviewing contracts — it never ends.

Knowledge Gaps

What exactly does SYSC 8.1.8R require? How do you document materiality? What should SLA KPIs look like? The guidance isn’t always clear.

Exit Plan Blind Spots

Most firms have no documented exit strategy. When a supplier fails, they’re scrambling. The FCA expects you to be prepared.

Complete Solution

Everything You Need,
Ready to Deploy

A comprehensive toolkit covering the entire third-party lifecycle — from due diligence to exit planning.

Oversight Register (Excel)

Intelligent 7-worksheet framework to track every third-party arrangement.

  • Third-party register with all required fields
  • Risk assessment matrix
  • Due diligence tracker
  • Oversight activities log
  • Issues & remediation tracker
  • Summary dashboard

Due Diligence Checklists

Category-specific assessment frameworks for thorough supplier evaluation.

  • Pre-assessment questionnaire
  • Technology & IT services checklist
  • Compliance & regulatory services
  • Customer operations checklist
  • Investment & fund services
  • Payment services (PSR 2017)
  • Data processing & marketing

SLA & Exit Templates (15 Documents)

Comprehensive contract clauses, monitoring tools, and exit frameworks.

  • Master SLA template (17 clauses)
  • KPI library (40+ metrics)
  • SLA monitoring tracker
  • Exit plan template (7-phase)
  • Termination clause modules
  • BC/DR requirements checklist
  • Consumer Duty harm assessment
  • Customer communications templates
Simple Pricing

Choose Your Package

Start with templates or get full customisation support. All packages include immediate download access.

Essential

Template Bundle
£795 one-time

Complete template suite for self-implementation. Perfect for firms with in-house compliance expertise.

  • Third-Party Oversight Register (Excel)
  • Due Diligence Checklists (7 categories)
  • SLA & Exit Templates Suite (15 docs)
  • Full completion instructions
  • Immediate download access
  • 30-day email support
Get Started

Professional

Tailored Templates
£1,495 one-time

Templates customised with your firm details, branding, and specific requirements. Includes implementation support.

  • Everything in Template Bundle
  • Discovery consultation
  • Customised with your firm details
  • Your branding applied
  • KPIs selected & thresholds adjusted
  • SM&CR roles mapped to your structure
  • 1-hour implementation walkthrough
  • 60-day email support

Get Tailored Templates

Enterprise

Framework Review
£2,995 one-time

Full gap analysis of your current framework plus tailored templates and remediation roadmap.

  • Everything in Tailored Templates
  • Review of up to 5 contracts
  • Gap analysis against FCA expectations
  • Written findings report
  • Prioritised recommendations
  • 2-hour findings presentation
  • Remediation roadmap
  • 90-day email support
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Regulatory Coverage

Built Around FCA Expectations

Every template cites specific FCA Handbook provisions. Demonstrate compliance with confidence.

SYSC 8 (Outsourcing)
PRIN 2A (Consumer Duty)
SM&CR (Accountability)
SYSC 15A (Op Resilience)
SYSC 4 (General Requirements)
FG16/5 (Cloud Guidance)
SUP 15 (Notifications)
UK GDPR Article 28
PSR 2017
MLR 2017

Enhance Your Package

Optional Add-Ons

Extend your toolkit with additional services and support.

Implementation Call

1-hour guided walkthrough of templates and how to deploy them in your firm.

+£150

Contract Review

Detailed review of additional third-party contracts against SYSC 8 requirements.

+£250 per contract

Board Presentation

In-person attendance at your board meeting to present findings and recommendations.

+£500 + expenses

Annual Update Subscription

Keep templates current with annual regulatory updates and new guidance.

£295/year

Ongoing Support Retainer

Monthly support calls and ad-hoc queries for continuous guidance.

From £495/month

White-Label Licence

For consultancies — rights to use templates with multiple clients.

From £1,995
Trusted By Compliance Teams

What Our Clients Say

“We were preparing for a regulatory visit and needed to demonstrate robust supplier oversight. These templates gave us a defensible framework in days, not weeks.”

JM

Compliance Manager

Investment Management Firm

“The exit planning templates alone were worth the investment. We’d never documented this properly before. Now we have a tested framework for every material supplier.”

SP

Head of Operations

Payment Services Provider

“Comprehensive, practical, and clearly written by someone who understands the FCA’s expectations. The Consumer Duty integration was particularly valuable.”

RH

SMF16 Compliance Oversight

Mortgage Broker Network

Questions?

Frequently Asked Questions

The Oversight Register is delivered as an Excel file (.xlsx) with formulas and conditional formatting intact. All other documents are Word files (.docx) that you can edit and customise. Documents are designed for clean PDF conversion when needed.
Yes. The templates cover SYSC 8 requirements applicable to all FCA-authorised firms. Sector-specific checklists are included for investment services, payment services, consumer credit, and more. The framework is designed to be adaptable to your firm’s size and complexity.
Most firms can deploy the core framework within 1-2 weeks. The templates are ready to use with minimal customisation required. Simply add your firm details, select relevant sections, and begin populating with your third-party information.
Absolutely. Consumer Duty (PRIN 2A) considerations are woven throughout — from the oversight register fields to dedicated Consumer Duty impact assessments, harm scenarios, and customer communication templates for exit situations.
All packages include email support. You can also add an implementation call (+£150) for a guided walkthrough. For comprehensive support, consider the Tailored Templates or Framework Review packages which include consultation and customisation.
The standard licence covers use within a single legal entity. If you’re a group with multiple regulated entities or a consultancy wanting to use with clients, please enquire about our White-Label Licence (£1,995) which permits multi-entity use.
Immediately after payment, you’ll receive an email with secure download links for all files. Downloads are available instantly — no waiting required. Links remain active for 30 days, giving you plenty of time to download.

Ready to Transform Your
Third-Party Oversight?

Join firms already using our framework to demonstrate FCA compliance with confidence.

Get Instant Access — £795 Questions? Contact Us