[vc_section full_width=”stretch_row” css=”.vc_custom_1646408331938{padding-top: 50px !important;padding-bottom: 50px !important;background: #ffa200 url(https://complianceconsultant.org/wp-content/uploads/2021/12/complaince-consultant-slide2-1536×768.jpg?id=60437) !important;background-position: center !important;background-repeat: no-repeat !important;background-size: cover !important;}” el_class=”custom-hero”][vc_row full_width=”stretch_row”][vc_column width=”1/2″][vc_custom_heading text=”Compliance Consultants in Salford” font_container=”tag:h2|text_align:left|color:%23ffffff” use_theme_fonts=”yes”][vc_column_text el_class=”custom-white-tagline”]

FCA Authorisation, Registration, Certification or Licensing is a very involved process requiring you to know not only your business, but also how your business works and the risk areas it is likely to be impacted by.

[/vc_column_text][/vc_column][vc_column width=”1/2″][/vc_column][/vc_row][/vc_section][vc_section css=”.vc_custom_1639065190271{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;border-top-width: 0px !important;border-right-width: 0px !important;border-bottom-width: 0px !important;border-left-width: 0px !important;padding-top: 50px !important;padding-right: 0px !important;padding-bottom: 0px !important;padding-left: 0px !important;}”][vc_row equal_height=”yes”][vc_column parallax=”content-moving”][vc_row_inner equal_height=”yes” gap=”30″ el_class=”info-container”][vc_column_inner width=”1/2″][vc_single_image image=”33″ img_size=”60×60″][vc_custom_heading text=”Salford Compliance Consultancy” font_container=”tag:h2|font_size:24|text_align:left” use_theme_fonts=”yes”][vc_column_text el_class=”custom-tagline”]

Compliance Consultant is the leading FCA authorisation and financial services regulatory compliance consultancy. In the complex world of financial regulation, we focus on delivering coherent strategies.

[/vc_column_text][vc_column_text]When you work with Compliance Consultant, you’re working with the leading consultancy for FCA authorisation and financial services regulatory compliance. Financial regulation is a complex area, and we are here to help you.

We work with a range of financial services companies, assisting them with their compliance and other risks. We not only help them implement regulatory change, but we also help them train staff, carry out strategies effectively, and control their exposure, so they can focus their energy on their core business.[/vc_column_text][vc_btn title=”ARRANGE ZOOM MEETING” style=”classic” shape=”square” color=”warning” align=”left” el_class=”custom-orange-button” link=”url:https%3A%2F%2Fcalendly.com%2Fcompliancedoctor%2Fcompliance-consultant-zoom-meeting%3Fmonth%3D2021-12|target:_blank|rel:nofollow”][vc_btn title=”CONTACT US” style=”classic” shape=”square” color=”warning” align=”left” el_class=”custom-orange-button” link=”url:%2Fcontact”][/vc_column_inner][vc_column_inner width=”1/2″][vc_empty_space height=”70px”][vc_custom_heading text=”Do you want…” font_container=”tag:h2|font_size:24|text_align:left” use_theme_fonts=”yes”][vc_column_text el_class=”custom-tagline” css=”.vc_custom_1638183680591{margin-top: 0px !important;margin-bottom: 0px !important;padding-top: 0px !important;padding-bottom: 0px !important;}”]

Qualified Compliance specialists?

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Handling your application (qualified to at least QCF Level 6)

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Typical policies completed and provided?

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As required by the regulator for the application to be accepted. (complete)

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All forms completed?

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The right FCA forms and all completed for you.

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Help Creating the Regulatory Business Plan?

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We spend hours with you creating the Regulatory Business Plan.

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All your questions answered?

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Questions answered before and after submission, at no extra cost.

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Uploaded to the FCA for you?

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Application submitted, with all documentation uploaded correctly.

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Assistance for response to queries

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We help formulate the FCA wording for answers, to explain regulatory based questions from the FCA.

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Worries or concerns?

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You can request explanations throughout the approval process at no extra charge.

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Coordinated Management

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Project management of the whole process coordinated by us.

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Ongoing compliance support?

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Personalised and bespoke support available post authorisation if needed.

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We can offer you a simple fixed fee…
…once we have a good idea of your business complexity.

[/vc_column_text][vc_btn title=”CONTACT US” style=”classic” shape=”square” color=”white” size=”lg” align=”left” el_class=”custom-white-button” link=”url:%2Fcontact”][/vc_column][/vc_row][/vc_section][vc_section full_width=”stretch_row” css=”.vc_custom_1637843476653{padding-top: 100px !important;padding-bottom: 100px !important;background-color: #f5f5f5 !important;}”][vc_row gap=”30″][vc_column width=”2/5″][vc_single_image image=”47″ img_size=”full”][/vc_column][vc_column width=”3/5″][vc_custom_heading text=”Why Compliance Consultant?” font_container=”tag:h2|font_size:32|text_align:left|color:%23000000″ use_theme_fonts=”yes” css=”.vc_custom_1646408712714{margin-top: 0px !important;margin-right: 0px !important;margin-left: 0px !important;}”][vc_column_text el_class=”custom-tagline white-text”]

At Compliance Consultant, we react fast, whatever your issues. We often work under NDAs so we can offer full confidentiality, something that larger firms often struggle to maintain. (Non-Disclosure or Confidentiality Agreements)

[/vc_column_text][vc_column_text]Compliance Consultant is your local compliance expert in Salford. Whatever issue you face, we are fast to react. We are used to working under NDAs in order to provide you with confidentiality, which many larger firms are unable to provide.

When you work with a Big Four consultancy, the consultants often have a wide range of experience levels – and they charge extra for a Partner, Associates and Project Managers. Even when they are idle, they must be paid more, affecting how much you pay.

Here, we only used qualified consultants with a lot of experience, and they are priced into the project only when they are actually used. This improves efficiencies, provides more flexibility and leads to simpler pricing.[/vc_column_text][/vc_column][/vc_row][/vc_section][vc_section css=”.vc_custom_1637839411109{padding-top: 50px !important;padding-bottom: 50px !important;}”][vc_row][vc_column][vc_column_text]

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FOR AUTHORISATIONS, REGISTRATIONS OR VARIATIONS OF PERMISSION, IF YOU HAVE A DETAILED AND ROBUST REGULATORY BUSINESS PLAN, AND HAVE FULL DETAILS OF YOUR BUSINESS, STAKEHOLDERS, RISKS AND CUSTOMER JOURNEY, COSTS START FROM £4,000+. THIS CONSISTS OF A STAGED PAYMENT PLAN, SO YOU DON’T HAVE TO FIND ALL THE MONEY IMMEDIATELY. WE HAVE BUILT IN GUARANTEES TOO.

[/vc_column_text][/vc_column][/vc_row][/vc_section][vc_section full_width=”stretch_row” css=”.vc_custom_1639131327397{padding-top: 50px !important;padding-bottom: 50px !important;background-color: #f5f5f5 !important;}”][vc_row gap=”30″ content_placement=”middle”][vc_column width=”1/3″ el_class=”vc_col-sm-push-8″][vc_single_image image=”57″ img_size=”full” style=”vc_box_circle” el_class=”image-circle with-book” css=”.vc_custom_1639070007081{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;padding-top: 0px !important;padding-bottom: 0px !important;}”][/vc_column][vc_column width=”2/3″ css=”.vc_custom_1639131881673{padding-right: 10% !important;}” el_class=”vc_col-sm-pull-4″][vc_custom_heading text=”Key Services” font_container=”tag:h2|font_size:32|text_align:left” use_theme_fonts=”yes”][vc_column_text el_class=”custom-tagline”]

At Compliance Consultant, we provide a range of services to our clients in Salford, assisting with various issues that you could be facing. These include AML, governance reviews, SMCE, file checks, TCF principles, governance management, FCA Conduct Risk expectations and past business reviews, FCA financial promotions and more.

[/vc_column_text][/vc_column][/vc_row][vc_row gap=”30″ equal_height=”yes”][vc_column width=”1/2″][vc_custom_heading text=”Fixed-price FCA and PRA Authorisations” font_container=”tag:h2|font_size:24|text_align:left|line_height:1.2″ use_theme_fonts=”yes”][vc_column_text]We don’t provide off-the-shelf services like regulatory compliance consultancies. Instead, all of our services are bespoke. FCA authorisation, licensing or registration is often a very involved process. So we will get to know your business and exactly how it works, including risk areas that can have an impact on it. We always listen carefully to you before offering our strategic, fact-based recommendations.[/vc_column_text][/vc_column][vc_column width=”1/2″][vc_custom_heading text=”Compliance Benchmark Audit & Projects” font_container=”tag:h2|font_size:24|text_align:left|line_height:1.2″ use_theme_fonts=”yes”][vc_column_text]Financial services companies need robust governance. We can assess all your compliance systems and controls before comparing and evaluating them against the latest regulations and best practice. We will check your outsourcing policies, governance, AML/KYC and more.[/vc_column_text][/vc_column][/vc_row][vc_row gap=”30″ equal_height=”yes”][vc_column width=”1/2″][vc_custom_heading text=”Training” font_container=”tag:h2|font_size:24|text_align:left|line_height:1.2″ use_theme_fonts=”yes”][vc_column_text]Face-to-face training is essential for financial services companies, and this is something we can assist you with. We offer training courses that cover a huge range of subjects including SMCR, CofI and AML. We also amend our courses to ensure they are specific to your own needs.[/vc_column_text][/vc_column][vc_column width=”1/2″][vc_custom_heading text=”Other Services” font_container=”tag:h4|font_size:24|text_align:left|line_height:1.2″ use_theme_fonts=”yes”][vc_column_text]Please ask[/vc_column_text][/vc_column][/vc_row][/vc_section][vc_section css=”.vc_custom_1639131382901{padding-top: 50px !important;padding-bottom: 0px !important;}”][vc_row gap=”30″ content_placement=”middle” css=”.vc_custom_1639131420985{padding-top: 15px !important;padding-right: 15px !important;padding-bottom: 15px !important;padding-left: 15px !important;background-color: #ffa200 !important;}”][vc_column width=”3/4″ el_class=”white-text”][vc_custom_heading text=”KEEP UP TO DATE” font_container=”tag:h2|font_size:32|text_align:left|color:%23ffffff” use_theme_fonts=”yes” css=”.vc_custom_1638185781670{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;}”][vc_column_text el_class=”custom-white-tagline”]

WANT TO KNOW WHAT’S GOING ON? WHY NOT SIGN UP TO OUR FREE WEEKLY DIGEST

[/vc_column_text][/vc_column][vc_column width=”1/4″][vc_btn title=”SIGN UP” style=”classic” shape=”square” color=”warning” align=”center” button_block=”true” css=”.vc_custom_1640271247213{background-color: #ffa200 !important;}” el_class=”custom-orange-bordered-button” link=”url:https%3A%2F%2Fpaper.li%2Fcompliancespecialist%23%2F|target:_blank”][/vc_column][/vc_row][/vc_section][vc_section css=”.vc_custom_1639131366223{padding-top: 50px !important;padding-bottom: 50px !important;}”][vc_row gap=”30″][vc_column width=”1/3″ el_class=”vc_col-sm-push-8″][vc_single_image image=”60632″ img_size=”300×300″ style=”vc_box_circle” el_class=”image-circle” css=”.vc_custom_1646646582524{margin-top: 0px !important;margin-bottom: 0px !important;padding-top: 0px !important;padding-bottom: 0px !important;}”][/vc_column][vc_column width=”2/3″ el_class=”vc_col-sm-pull-4″][vc_custom_heading text=”FAQs” font_container=”tag:h2|font_size:32|text_align:left|color:%23000000″ use_theme_fonts=”yes” css=”.vc_custom_1646407880278{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 5px !important;margin-left: 0px !important;}”][vc_column_text el_class=”custom-tagline”]

Answering some of your frequently asked compliance questions

[/vc_column_text][vc_tta_accordion style=”modern” spacing=”5″ gap=”5″ c_position=”right” active_section=”1″ no_fill=”true” collapsible_all=”true” el_class=”custom-accordion”][vc_tta_section title=”Can you assist with Authorisation/Registration Management?” tab_id=”1646408007026-56f119d8-0105″][vc_column_text]Yes, we can help with your application pack and ensure you have the correct forms and content in your business plan. We can also make a simple plan into a robust regulatory business plan.[/vc_column_text][/vc_tta_section][vc_tta_section title=”What do you charge?” tab_id=”1646408007064-5d6e80f1-c420″][vc_column_text]We do not have a set list of prices because we provide a personalised and bespoke service. We will begin by assessing the work involved, and we will then provide a fixed price.[/vc_column_text][/vc_tta_section][vc_tta_section title=”When did you become a regulatory compliance consultancy?” tab_id=”1646408053383-6d741f3d-6d74″][vc_column_text]We began operating in 2000 and have since gone on to help many firms to get started with FCA Approval and other services, some of them major UK companies.[/vc_column_text][/vc_tta_section][vc_tta_section title=”Can you assist with regulated complaint management?” tab_id=”1646408069887-a7e372f4-e30c”][vc_column_text]We regularly work with firms on their assessment of complaints. After reviewing the file, we create a response to send along with suitable redress and compensation where necessary.[/vc_column_text][/vc_tta_section][vc_tta_section title=”Can you help with suitability file checks?” tab_id=”1646408087897-42e2f0e0-2cbc”][vc_column_text]We help firms to ensure the suitability of their files regularly. We provide practical suggestions for remediation and we help you get a deeper understanding of areas of weakness.[/vc_column_text][/vc_tta_section][/vc_tta_accordion][/vc_column][/vc_row][/vc_section][vc_section][vc_row full_width=”stretch_row” content_placement=”middle” css=”.vc_custom_1640266105630{background-color: #ffa200 !important;}”][vc_column width=”3/4″ el_class=”white-text”][vc_custom_heading text=”Ready to find out more?” font_container=”tag:h2|text_align:left|color:%23ffffff” use_theme_fonts=”yes” css=”.vc_custom_1646408147738{margin-bottom: 5px !important;}”][vc_column_text el_class=”custom-white-tagline”]

Call today on 0800 689 0190 and find out about how we can assist you.

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