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Navigating The FCA’s Senior Managers and Certification Regime (SMCR)

SMCR - Senior Managers and Certification Regime

Explore the essence of compliance with Navigating The FCA’s Senior Managers and Certification Regime (SMCR), the quintessential manual for mastering the FCA’s regulatory framework.

The SMCR is aimed at empowering UK financial services firms, from Wealth Managers to Consumer Credit Act firms, Banks to AIFMs, this comprehensive guide sheds light on the pivotal aspects of the SMCR (Senior Managers and Certification Regime).

Unravel the responsibilities tied to senior manager functions, the rigour of certification, and the principles of conduct rules. With detailed insights into regulatory reporting and enforcement strategies, this book is a cornerstone for financial entities committed to upholding the highest standards of accountability and consumer protection.

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SMCR - mSenior Managers and Certification Regime

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