Compliance Costs of services offered by Compliance Consultant London:

Whenever we talk about consultancy services, we typically know that the cost of regulatory compliance consultancy and variation of the level of consultant employed on the tasks will vary.

We offer prices ‘from’ and a typical range for you to see, as this is often one of the first questions people ask.

FCA Authorisation. Compliance Consultant can help firms obtain FCA authorisation or registration, as well as prepare for the FCA’s Consumer Duty.

• Small firms From £8,500 to £25,000 (typical cost £12,500 to £18,300)

• Medium Sized Firms. From £25,000 (typical cost £28,500 to £78,290)

• Banks & Insurance Companies. From £120,000 (typical cost £186,000 to £324,600)

Audit & Projects. Compliance Consultant can provide independent audits of firms’ compliance arrangements, as well as help with specific projects, such as the implementation of new regulations.

• Governance review. From £4,500 (typical cost £6,600 to £14,860)

• AML review. From £5,100 (typical cost £5,500 to £12,200)

• AR Network review. From £12,000 (typical cost £18,000 to £17400)

• Complaint review service from £850 per day

Training. Compliance Consultant offers a range of training courses on compliance topics, including FCA Consumer Duty, financial crime, and risk management. From £1,800 [up to 20 people per 2 x 3Hr sessions per day] (typical cost £2,200 to £4,800)

Services. Compliance Consultant also offers a range of other services, such as compliance and risk framework design, and implementation of compliance change programmes. From £15,000 (typical cost £17,600 to £22,000)

In addition to these services, Compliance Consultant also offers a number of additional benefits, such as:

A focus on understanding the client’s needs. Compliance Consultant takes the time to understand each client’s specific needs before providing recommendations or solutions.

A commitment to providing value. Compliance Consultant’s recommendations and solutions are always designed to provide value to clients, both in terms of cost savings and risk mitigation.

Although a small (boutique or niche) we have team of experienced professionals. Compliance Consultant’s team of professionals has over 130 years of experience in the financial services industry. No Consultant has had less than five years Senior Management Position within a large company.

Overall, Compliance Consultant London is a well-respected compliance consultancy that offers a wide range of services to help firms comply with regulatory requirements. Their focus on understanding the client’s needs, their commitment to providing value, and their team of experienced professionals make them a valuable resource for any firm that is looking to improve their compliance posture.

See Our Google Reviews Below!

 
 
 
  Good  
    
 Based on 49 reviews 
 
 
  
 
 
 
 
 
 
 
 
  
 
 
 
  
 
 
 Gerry Neu 
 
2023-06-15
 
 
  
Lee, in particular, but the whole team has excellent FCA experience and provide the context for solid advice.  What stands out, especially, is the practical approach and the understanding of compliance within a commercial environment.  Much appreciated assistance in an FCA application, but also policies and procedures and MLRO activity.
  
 
  
 
 
 
  
 
 
 SRUTI SOURAV SARANGI 
 
2023-02-21
 
 
  
Compliance Consultant had imparted two days intense training on key compliance subjects . With highly experienced trainer, excellent content and captivating sessions they delivered the best to our team. We are thankful to Compliance Consultant for their services.
  
 
  
 
 
 
  
 
 
 Simon Dhillon 
 
2022-08-23
 
 
  
I worked with Compliance Consultant for 2 years and was involved in a variety of projects for various firms, both start-ups and established. Lee was a pleasure to work with and was very knowledgeable about all aspects of compliance, this provided reassurance that client work was carried out to a high standard. The team at Compliance Consultant worked very closely and was always on hand to provide assistance or advice on specialist areas for eg FCA Authorisations or Audits.
  
 
  
 
 
 
  
 
 
 SMTAKS 
 
2022-08-15
 
 
  
In a high pressure situation, Compliance Consultant stepped in to help us further understand the requirements and completely changed the authorization documentation urgently needed.
  
 
  
 
 
 
  
 
 
 Angela Young 
 
2022-01-27
 
 
  
First class service in every way. Whilst applying for FCA authorisation the original compliance company we were working with let us down.  Feeling despondent, Lee from Compliance Consultant stepped in and assured us we would have our application submitted on time.  Suzanna was our direct contact and she worked tirelessly to ensure we met our deadline.  Not only did we meet our deadline, but our completed application was submitted to the FCA, 1 week ahead of schedule.
Both Lee and Suzanna took the time to communicate clearly the detail within each section of the application.
They went above and beyond and felt more like friends by the end of the process.  I would highly recommend Compliance Consultant both in terms of professionalism and value for money.  We look forward to working with Compliance Consultant in the future.
  
 
  
 
 
 
  
 
 
 Grant Townshend 
 
2022-01-10
 
 
  
We approached Lee between Christmas & New Year about some compliance work we urgently needed completing for a newco setup. He communicated very clearly what we would need and why. Once instructed, he delivered this on time and cost effectively. Recommended.
  
 
  
 
 
 
  
 
 
 Mohamed Yassin 
 
2021-10-28
 
 
  
Outstanding job on every level. We are very pleased with their work. Done on time, done on budget and they know what they are doing.
They handled everything with extreme professionalism and delivered our project in a timely manner. We couldn't be happier with the end outcomes, Lee and his team were extremely thorough, understanding and responsive throughout each stage of our contract. We look forward to working with them in the future on our project. Thank you, Lee and Compliance Consultant team.
  
 
  
 
 
 
  
 
 
 

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