SOLICITORS REGULATORY CHECKLIST – England & Wales
The England and Wales Solicitors Regulation legal and regulatory landscape is
measured through a set of 19 core obligations and sub-obligations, concisely
covering a wide range of requirements which solicitors and legal firms must take into
account, along with the required actions and the consequences for failure to comply.
Compliance Consultant has been in business over 24 years, assisting numerous
professional firms to comply with their regulators, such as the FCA, ICO, SRA, IPA,
ICAEW, ACCA and others, sometimes including the ASA and other impacting
regulators or influential groups.
To ensure you are complying, why not fill out this checklist and if there are any
issues, then, if you don’t have the in-house expertise or capacity, find out how cost
effective we can be so you can engage us to assist you. Contac details are at the end
of the questionnaires.
