Why Did 2025 Become a Year of BIG Warnings for Law Firms? 👋 Let’s take a fun, cheerful journey into the serious world of law.…
I. Aftermath of an FCA Investigation: Introduction The Financial Conduct Authority (FCA) plays a crucial role in regulating financial services, ensuring fair treatment of consumers,…
Anti-Money Laundering: The Intricacies of CQS Compliance In the evolving landscape of financial propriety, the imperative of compliance with the Money Laundering Regulations (MLRs) has…
Is Your Law Firm SRA-Compliant? Stay Ahead of the Curve with Expert Compliance Management Running a successful law firm in today’s complex regulatory landscape demands…
As we ring in 2025, Compliance Consultant is thrilled to celebrate a remarkable milestone—our 25th anniversary! Over the years, we have been dedicated to helping…
SRA AML Guidance Legal AML requirements for law firms – Law Society AML Guidance (LSAG) Conduct a practice-wide risk assessment (PWRA) … Implement a comprehensive…
The Ultimate Guide to SRA Compliance Management Services for Solicitors In today’s highly regulated legal landscape, ensuring compliance with the Solicitors Regulation Authority (SRA) is…
Unpacking the Information Commissioner’s Office New Fining Guidance: What You Need to Know The Information Commissioner’s Office (ICO) has introduced new fining guidance that provides…
Strategies for Law Firms to Avoid Anti-Money Laundering Fines Law Firms: In the rigorous landscape of legal compliance, law firms face significant challenges in adhering to…
So You Want To Be A Compliance Officer? Compliance Unveiled Are you aspiring to excel as a Compliance Officer in the UK’s regulated financial services…
