Mastering Fair Value Assessment under the Consumer Duty Framework The main hurdle is the interpretive character of the concept, ‘value’ A thorough exploration of value…
The realm of consumer shopping has undergone a remarkable transformation with the advent of Buy Now Pay Later (BNPL) services. These innovative payment options offer…
One of the many questions we are asked here at Compliance Consultant is “Why should we work with you?” Whereas we could wax lyrical about…
Welcome to “Anti-Money Laundering and Counter-Terrorism Financing: How to Protect Your Business.” This comprehensive book has been expertly crafted to assist financial services firms and…
“The Three Lines of Defence: An Essential Resource for Compliance Professionals” is an informative book designed to provide compliance directors, managers, and operational risk directors…
Compliance Management Ebooks and PDFs Surviving FCA Supervision: A Practical Guide for Regulated Businesses Amazon Purchase Option (Kindle): https://www.amazon.co.uk/dp/B0C6HCG7CS …
Crypto-Asset Markets: An Investment Professional’s Guide to Regulation and Compliance In the fast-paced and ever-evolving world of crypto-asset markets, staying informed about the regulatory landscape…
Building a Culture of Compliance: Best Practices for Financial Professionals, serves a paramount purpose: to equip financial professionals in the United Kingdom with invaluable insights…
The Compliance Function: A Strategic Approach for UK Financial Services Overview of UK Financial Services Compliance Function Evolution of Compliance Function in UK Financial Services…
Navigating Regulatory Risk in the UK Financial Services Sector Definition of regulatory risk in the UK financial services sector Regulatory risk is a concept that…
