Whatever Your FCA or PRA Need- Compliance Doctor Is The Answer
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We are the home of the “Compliance Doctor” and have the following values, to which we adhere;
Fairness – we don’t judge
Sound recommendations (with evidence to support)
Long Term plans/strategy
Excellence in Primary & Remedial care
Serving you as an individual and respecting your complete confidentiality
Understanding your pain
Intervention Parsimony with an outcomes based perspective
Team commitment – we work together
Honest & Candid communications
Transparency & Collaboration
Our Compliance Doctor Mission is to be: Clear, Fair & Evidence Based
Recognised as being in the top 10 consulting firms UK for compliance consulting, we can assist your firm in a wide variety of areas from Senior Managers & Certification Regime (SMCR) preparation, s166 (PRA or FCA) management, through Operational Risk, Finance Risk, Strategic Risk, Reputational Risk Management as well as compliance consultancy services on many other compliance events that may occur.