Compliance Consultancy
Compliance Consultant is one of the UK’s leading FCA compliance consultancies. We help financial services firms achieve FCA & PRA Authorisation, Manage their Regulatory Obligations, Perform Compliance Audits and Past Business Reviews, SYSC Assessments and Empower their staff with bespoke and Direct Compliance Training.
Our compliance consultants are subject-matter experts and assist clients from a broad range of areas, these include, but are not limited to;
- Asset Management
- Banking
- Capital Markets
- Consumer Credit
- Compliance Manual Template
- Estate Agents
- Anti-Money Laundering
- Financial Crime
- Retail Investment
- IFA Suitability
- Mortgages
- Payment Services
- Electronic Money
- Wealth management
- Authorisations
- Regulatory Rules Mapping
- Past Business Reviews
- Fighting a S166
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