The Independent Financial Advice (IFA) sector was given a clean bill of health by the FCA in May 2017. Or was it? A suitability review…
A common misconception is that the suitability report has to ‘round up’ the whole process, discussions and background information that has occurred to date. It…
Independent FCA suitability file checks Advisers should have their work checked over to make sure standards remain consistent and high, according to Threesixty Services managing…
[amazon_link asins=’1118024303,1522021140,0198719795,1119240239,B01AS2T0ZA’ template=’ProductCarousel’ store=’digieboodown-21′ marketplace=’UK’ link_id=’5d5c766c-849a-11e7-bdc2-1b7420a1b569′] [layerslider id=”2″] FCA tells firms to revisit past advice after suitability review The Financial Conduct Authority (FCA) has said…