A compliance definition is difficult to obtain other than “We define compliance within our firm as the function of identifying relevant legislative, regulatory and best…
Because of our strict use of NDAs, we can’t say who, but they know!
“Who Else Wants To Have Compliance Answers – Fast .” Dear Friend, My name is Lee Werrell. You may or may not have heard of…
Businesses making an application for regulatory authorisation can often face an uphill struggle, insomuch as it is a process which complex and sometimes tedious. In…
The FCA objectives The FCA has an overarching strategic objective to ensure that the relevant markets function well. This is embodied in our three operational objectives:…
If Your Firm Gets Ordered To Start A S166 Skilled Person’s Report, What Does It Mean? Can It Be Avoided? [gap height=”30px”] [gap height=”30px”]