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Research and Due Diligence – London I Regional Conference Q3 2016

The FCA will set out its key findings from the recent thematic review of research and due diligence. In addition to the published material, this session will also cover the areas that the FCA reviewed as part of this project and also provide examples of good and poor practice.
Learning Objectives:
Understand the key findings from the research & due diligence thematic review Explore good and poor practice examples Review your own approach to research & due diligence
Speaker: Ritchie Thomson, Financial Conduct Authority

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