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See our reviews from Google and other sites:
Posted on Google
Gerry Neu
Trustindex verifies that the original source of the review is Google.
Lee, in particular, but the whole team has excellent FCA experience and provide the context for solid advice. What stands out, especially, is the practical approach and the understanding of compliance within a commercial environment. Much appreciated assistance in an FCA application, but also policies and procedures and MLRO activity.
Posted on Google
SRUTI SOURAV SARANGI
Trustindex verifies that the original source of the review is Google.
Compliance Consultant had imparted two days intense training on key compliance subjects . With highly experienced trainer, excellent content and captivating sessions they delivered the best to our team. We are thankful to Compliance Consultant for their services.
Posted on Google
Simon Dhillon
Trustindex verifies that the original source of the review is Google.
I worked with Compliance Consultant for 2 years and was involved in a variety of projects for various firms, both start-ups and established. Lee was a pleasure to work with and was very knowledgeable about all aspects of compliance, this provided reassurance that client work was carried out to a high standard. The team at Compliance Consultant worked very closely and was always on hand to provide assistance or advice on specialist areas for eg FCA Authorisations or Audits.
Posted on Google
SMTAKS
Trustindex verifies that the original source of the review is Google.
In a high pressure situation, Compliance Consultant stepped in to help us further understand the requirements and completely changed the authorization documentation urgently needed.
Posted on Google
Angela Young
Trustindex verifies that the original source of the review is Google.
First class service in every way. Whilst applying for FCA authorisation the original compliance company we were working with let us down. Feeling despondent, Lee from Compliance Consultant stepped in and assured us we would have our application submitted on time. Suzanna was our direct contact and she worked tirelessly to ensure we met our deadline. Not only did we meet our deadline, but our completed application was submitted to the FCA, 1 week ahead of schedule.
Both Lee and Suzanna took the time to communicate clearly the detail within each section of the application.
They went above and beyond and felt more like friends by the end of the process. I would highly recommend Compliance Consultant both in terms of professionalism and value for money. We look forward to working with Compliance Consultant in the future.
Posted on Google
Grant Townshend
Trustindex verifies that the original source of the review is Google.
We approached Lee between Christmas & New Year about some compliance work we urgently needed completing for a newco setup. He communicated very clearly what we would need and why. Once instructed, he delivered this on time and cost effectively. Recommended.
Posted on Google
Mohamed Yassin
Trustindex verifies that the original source of the review is Google.
Outstanding job on every level. We are very pleased with their work. Done on time, done on budget and they know what they are doing.
They handled everything with extreme professionalism and delivered our project in a timely manner. We couldn't be happier with the end outcomes, Lee and his team were extremely thorough, understanding and responsive throughout each stage of our contract. We look forward to working with them in the future on our project. Thank you, Lee and Compliance Consultant team.
We know you are looking for fast, efficient, compliance solutions from Authorisations to RegData submissions, Complaints management through to firm registration and Advisory help through to Payment Services Regulation Support.
How Do We Know This?Â
Simply because the FCA are always making increased demands on firms like yours.
With so many demands from the regulator, you are in constant fear of unwelcome scrutiny, censure, supervision or worse.
You have increased frustration at keeping up with the treadmill of new rules and initiatives and how people may be judging you within the firm.
Even though you know you can manage the systems when they are in place, implementation always seems disproportionate to the business size and resource available.
How Can We Help?
We know the pain you feel and have helped many firms in their day-to-day and project evolutions.
Every Consultant working with us has a minimum 5 years senior management experience and a QCF level 6+ qualification.
What You Need To Do, Now!
Book an appointment.
We will listen to your needs.
We will create a bespoke plan and timescale.
We will work alongside you and your team to implement the work.
We have all been at the wrong end of the microscope. We have all seen consultancies inflate the work and cost, but fail to deliver. We strive for excellence at all levels. See our reviews!
We interpret the rules and explain them clearly. After over 23 years in the business, we are owned and managed by the same founder and in it for the long-haul; to help our clients survive in today’s regulatory jungle.
Measure Your Success
You will know you have professionals working with you.
You will have a clear plan of action bespoke to your business.
We can project manage the entire plan, with regular updates with you, as well as day-to-day working discussions.
You know you can ask questions at any time and we will explain the situation to you in easy to understand words.
We handle all the deadlines and create suitable communication to stakeholders for you.
You can sleep at night.
You Know It Makes Sense
You don’t want the regulator scrutinising your every move.
You can’t waste the management time providing governance charts, projections and MI to the regulator.
You cannot afford the reputational damage if you have to cease trading even temporarily.
You want to avoid the frustration and anger of losing control of the direction of your business.
You Can Go From Zero To Hero With Our Help
Don’t feel helpless, frustrated or worried any longer
You will have a friend, companion and guide to help you keep on top of your needs in the future.
Make an appointment to have a no obligation chat now!
If you are not ready to discuss your needs and still want to keep looking, we would urge you to join our no obligation newsletter list where we will send you a ton of information in the first few days and then even more spaced out for the next few weeks.
Or join our free “Tips and Hints” email service!
Need More Convincing?
See our reviews from Google and other sites:
Posted on Google
Gerry Neu
Trustindex verifies that the original source of the review is Google.
Lee, in particular, but the whole team has excellent FCA experience and provide the context for solid advice. What stands out, especially, is the practical approach and the understanding of compliance within a commercial environment. Much appreciated assistance in an FCA application, but also policies and procedures and MLRO activity.
Posted on Google
SRUTI SOURAV SARANGI
Trustindex verifies that the original source of the review is Google.
Compliance Consultant had imparted two days intense training on key compliance subjects . With highly experienced trainer, excellent content and captivating sessions they delivered the best to our team. We are thankful to Compliance Consultant for their services.
Posted on Google
Simon Dhillon
Trustindex verifies that the original source of the review is Google.
I worked with Compliance Consultant for 2 years and was involved in a variety of projects for various firms, both start-ups and established. Lee was a pleasure to work with and was very knowledgeable about all aspects of compliance, this provided reassurance that client work was carried out to a high standard. The team at Compliance Consultant worked very closely and was always on hand to provide assistance or advice on specialist areas for eg FCA Authorisations or Audits.
Posted on Google
SMTAKS
Trustindex verifies that the original source of the review is Google.
In a high pressure situation, Compliance Consultant stepped in to help us further understand the requirements and completely changed the authorization documentation urgently needed.
Posted on Google
Angela Young
Trustindex verifies that the original source of the review is Google.
First class service in every way. Whilst applying for FCA authorisation the original compliance company we were working with let us down. Feeling despondent, Lee from Compliance Consultant stepped in and assured us we would have our application submitted on time. Suzanna was our direct contact and she worked tirelessly to ensure we met our deadline. Not only did we meet our deadline, but our completed application was submitted to the FCA, 1 week ahead of schedule.
Both Lee and Suzanna took the time to communicate clearly the detail within each section of the application.
They went above and beyond and felt more like friends by the end of the process. I would highly recommend Compliance Consultant both in terms of professionalism and value for money. We look forward to working with Compliance Consultant in the future.
Posted on Google
Grant Townshend
Trustindex verifies that the original source of the review is Google.
We approached Lee between Christmas & New Year about some compliance work we urgently needed completing for a newco setup. He communicated very clearly what we would need and why. Once instructed, he delivered this on time and cost effectively. Recommended.
Posted on Google
Mohamed Yassin
Trustindex verifies that the original source of the review is Google.
Outstanding job on every level. We are very pleased with their work. Done on time, done on budget and they know what they are doing.
They handled everything with extreme professionalism and delivered our project in a timely manner. We couldn't be happier with the end outcomes, Lee and his team were extremely thorough, understanding and responsive throughout each stage of our contract. We look forward to working with them in the future on our project. Thank you, Lee and Compliance Consultant team.
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