FCA Senior Management Coaching Course Compliance Consultant are proud to provide a course suitable for new FCA Authorisation Applicants or anyone applying for a senior management position in an existing firm.
This FCA Senior Management Coaching Course is designed for the MLRO/Compliance/MD and will consist of a review of your business, what to expect, a set of live interview questions and discussion around whatever is considered to be a hot topic.
David is an experienced Head of Compliance (CF10/SMF16) and MLRO (CF11/SMF17). Former Member of the Money Laundering Advisory Panel (MLAP) and the Joint Money Laundering Intelligence Taskforce (JMLIT), with over 35 years’ experience in the financial services industry. Chartered Member of the Chartered Institute for Securities and Investments. MCSI
David Holds an LLB in English Law and relevant industry qualifications in Regulation, Compliance, Financial Crime, Investment Operations and GDPR.
The cost for a single person is normally from £3,000 per person (plus VAT). Mock interviews are at additional cost from £3,000 each VT is charged as applicable. Discounts available for groups of 2+.
