Why Use Us When There Are So Many Others?
Our Services
1. FCA Authorisation Application Support: Streamline VOPs and related processes.
We have been helping firms get authorised, change their controllers, (S178/S37) since 2008.
2. Tailored Compliance Advisory Services:
Everything we do is bespoke. Unlike many consultancies who “pigeon hole” firms, we believe every firm is different and has unique and separate needs across a range of services, including;
- Risk Evaluation
- Strategic Business Expansion
- Rigorous Governance Analysis
- Detailed File Audits
- Wind Down Planning
- Bespoke Technical Support
- Focused Training Programs
- Annual Reporting (RegData)
- Oversight of Financial Promotions
- Strategies for Vulnerable Persons & Consumer Duty
3. Continuous Compliance Monitoring: Align with FCA’s vigilant oversight.
We review the regulatory developments on both a domestic and international arena, so we don’t get caught with last minute developments.
4. Dynamic Regulatory Change Management: Stay at the forefront of compliance.
We believe that all staff need to be aware of how regulations affect their business, their work and ultimately the businesses obligations. This reduces stress, promotes greater understanding between departments and makes for a better compliance culture.
5. In-Depth Compliance Training and Education: Build a culture of compliance.
Training is important but so also is challenge, testing, assessing embeddedness and frequent reporting to Senior Management.
6. Proactive Risk Assessment & Management: Identify and curb regulatory risks, particularly in consumer credit activities.
While you are busy doing the work you love and are building the business up, we are available for regulatory interpretation. This interpretation is then applied to your firm’s situation to help you meet your regulatory obligations.
7. Qualified and Experienced Consultants.
All of our Senior Consultants have lived Senior Management positions in a variety of firms for a minimum of 5 years. They understand the cut and thrust of businesses and fully comprehend when regulations may be stretched or need to be re-defined for genuine reasons. All Consultants are at least QCF Level 4 qualified, while Senior Consultants are QCF Level 6+ (equivalent to a Masters degree).
Why Choose Us?
Our tailored solutions have helped numerous firms achieve regulatory excellence, ensuring they remain compliant while focusing on business growth. Clients have praised our fast response times, in-depth knowledge, and proactive support.
Ask about our £9,999+ bonuses for new clients – Our Latest Offer. Includes 1 year of FREE retainer service post delivery of any project (subject to T’s & C’s).
Contact Details
Email: info@complianceconsultant.org
Tel: 0800 689 0190
Our Home Page – https://complianceconsultant.org
See our latest Bonuses https://bit.ly/CDCCBonuses
For Information
Prudential Regulation Authority (PRA) https://www.bankofengland.co.uk/prudential-regulation
The FCA https://www.fca.org.uk
