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FCA Change In Control: Navigating Regulatory Requirements for Financial Services Firms (Compliance Quick Learning Tips)

FCA Change In Control: Navigating Regulatory Requirements for Financial Services Firms (Compliance Quick Learning Tips)

This book provides an overview of the FCA’s change of control requirements for financial services firms in the UK. It covers the different types of changes in control, the thresholds that trigger notification requirements, the information that must be included in notifications, and the process for obtaining FCA approval for changes in control.

FCA Change In Control: Key Features:

FCA Change In Control: Subjects Covered:

Discover the essential guide to FCA’s change of control requirements. Understand thresholds, notifications, and the approval process. Avoid legal consequences and stay compliant. Perfect for financial firms, advisors, and professionals.

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