fca authorisation process

Do You Have The Right Regulatory Compliance Support That Promptly Responds To Your Enquiries?

Are You Keeping Up-To-Date With Regulatory Changes And Shifts, Able To Keep Ahead Of The Curve?

Is Your Current Compliance Support Providing The Qualified & Experienced Expertise You Need, When You Need It?

We Understand Your Pain

We Advise A Range Of Companies From One Man Bands To Small Banks, Payment Institutes, Stockbrokers to Investment Groups.

We get file checks completed in 3 days, conduct governance or AML reviews fast and provide retainer services to those who need an experienced company to bounce ideas off of.

We have been helping firms like yours since the year 2000!

We have a small but perfectly formed team.

We also provide Monitoring Plan audits, Compliance Audits, Business Reviews, RegData returns service, Training and a comprehensive range of other services… just ask.

The Way We Can Help Is

Have an initial discussion to identify your needs both now and in the future. Clarify the levels of service you need specifically.

Create a bespoke plan for you and your firm, including the frequency and content input you need.

Be available for what we have stated, when we have stated it. Delivering our promises keeping you clear to do your day job.

You don’t want to miss regulatory developments and be found missing key changes if ever questioned by the FCA.

Failing to train out and embed new initiatives and missives from the FCA is a recipe for disaster.

Without having a “sanity” check with experienced and qualified people, Compliance can seem a lonely path.

Get a fully FCA Compliant and complete application pack created by a firm with over 130 years regulatory experience.

We will guide you through the rules and regulations explaining to you and how they apply to your business.

Don’t waste time taking advice from people who don’t know or think they know; listen to those who have nearly half of their annual business reliant on FCA Authorisations or Registrations.


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