fca authorisation process

Do Your Post Sale FCA Suitability Checks Take Too Long?

Are You Managing A Team Of Professional Advisers With Delayed Feedback Or Assessments?

Do You Struggle Keeping Up To Date With FCA Suitability Changes and Updates?

We Understand Your Frustration.

It’s Hardly A Service You Expect.

We Have Three Levels of Post Sale Checks That Can Take From 3 days turnaround.

We Have A Plan

Our Simple Plan Is To Discuss Your Needs, Frequency and Volume of Checks Per Month.
Setting The Service Level Agreement For The Responses To These Assessments
We Return The Completed Checks Within The SLA or You Don’t Pay!

You Don’t Want To Wait For Ages To Get Approval of Suitability Checks?
Is There A Potential Conflict of Interest with your Current Compliance Outsourcing Company Conducting Your File Checks?
Do You Put Up With Cryptic Notes And Recommendations For Remedial Work or T&C Meetings?

Get Fully FCA Compliant Style Responses With Helpful Comments And Recommendations For T&C.
See Clear Requirements For Any Case File Remediation (as Required)
No Re-Checking Required.
Be Master Of Your Own Processes.

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