fca authorisation process

How Well Do You Manage Breaches In Regulations And Governance?

Is Your Firm Keeping Up With Regulatory Updates Adequately?
Do You Find It Hard To Get A Reliable and Consistent Governance Review Consultancy?

We Understand Your Frustration.

We Help Firms Like Yours Create, Repair, and Manage Their Governance Framework

We Have Over 20 Years Experience and A Practical Solution Addressing All Levels of Your Need

We Have A Plan

We will conduct a gap analysis for you, free of charge.
We provide a report for you on any documents we recommend you should include. We can give you a fixed price for the next stage.
We can review all of your Governance Suite and provide a report only; or make tracked changes for your documents.

Data or Regulatory Breaches require specific sequences and professional management, which takes time and resource.
If your staff are not aware of the rules or your firms policy and procedures, that is no excuse in the regulators eyes.
Regulatory responsibilities have to be clarified and trained out as part of your strategy and ongoing compliance management.

Get A Fully FCA Compliant and up-to-date Suite of Governance, which is then easily maintained.
Once in place, and correctly embedded, your governance is an area that can lead to a peaceful night’s sleep.
Knowing everyone is aware of what to do in each and every situation increases your firm’s culture for the positive.

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