The Financial Conduct Authority (FCA) serves as the regulatory body in the United Kingdom with the important task of overseeing and ensuring the fair, transparent,…
Heads of compliance and MLROs Make sure you understand the FCA expectations if your firm is applying to the FCA to approve individuals to these…
in Early 2022, the FCA laid out its thoughts on what companies need to be considering when wanting to make these essential compliance appointments in…
Under the Payment Services Regulations 2017 (PSRs 2017) and Electronic Money Regulations 2011 (EMRs), a person providing services or issuing monetary value falling within the…
Do you need FCA Authorisation or does your company really need to be FCA authorised? Generally, if you are engaged in financial services in the…
Watch The Videos, Please share the videos, like the videos, subscribe to the YouTube Channel. The subjects are all issues that require Compliance Officers and…
PSD2 – Incident Management Procedures- EBA Guidelines January 2022 Who do the changes affect? • payment institutions (PIs), e-money institutions (EMIs) and registered account information…
If you haven’t ordered your report – Go HERE ( Already subscribed? Don’t forget to check your junk folder) “Looking To Get FCA Authorised Or…
OUR Original Philosophy: ”Our application design philosophy is based upon a unique concept of the liquidity pool, which can be anything from a bank account…
Our application design philosophy is based upon a unique concept of the liquidity pool, which can be anything from a bank account in a single…