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A compliance definition is difficult to obtain other than “We define compliance within our firm as the function of identifying relevant legislative, regulatory and best…
The Financial Conduct Authority’s skilled persons reviews (s166) cost regulated firms £110.1 million in the year to 31 March 2017 By Selin Bucak05 Jul, 2017 Revealing…
CREATION OF THE OFFICE FOR PROFESSIONAL BODY ANTI-MONEY LAUNDERING SUPERVISION (OPBAS) BACKGROUND On the 15th March 2017, the UK Government announced the creation of a…
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A common misconception is that the suitability report has to ‘round up’ the whole process, discussions and background information that has occurred to date. It…
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