Additional Services
Just send an email to info@complianceconsultant.org with the title as the subject line and we will direct you to make the purchase.
Training
We offer a range of training via Zoom, as well as certified courses.
Regulatory compliance manager certification program, see https://wp.me/p7OMfd-9Xu
We Can Supply PDFs of;
Recommended
- “Conflicts of Interest” PDF explained for financial services businesses. A 147 slide PDF explaining what conflicts of interest are, and how to manage them effectively. £230
- Introduction to FCA Regulation PDF. £85
- FCA Code of Conduct (COCON) PDF. £135
- AML & CTF plus Financial Crime PDF. £85
- Digital Client Onboarding Training PDF. £85
If at least three of the above are ordered, we also provide “Discounted Training PDFs” on;
- Anti-Bribery & Corruption £45 (normally £90)
- Complaints Handling £85 (normally £150)
- Conduct Risk £35 (normally £75)
- Responsibilities of the MLRO £100 (normally £230) and,
- the Senior Managers & Certification Regime explained £55 (normally £90)
Face to Face Training
We can provide bespoke training for your staff from £1,600 for remote and £2,600 for onsite training.
Money Laundering Reporting Officer or Compliance Manager
Sometimes company’s budgets are limited, or they only require a MLRO or Compliance Manager for a fraction of a week. These experienced and qualified individuals can help implement a compliance and/or AML framework and advise you on the relevant risks. We provide staff to function as interim managers for a minimum of 2 days per month from £750 per day.
Other Services
Recommended
- 2 x Business Plan Workshops. Helping you to build an effective and descriptive business plan. Up to 2 Hrs each. £2,600
- Customer Journey Workshop Adding more value to your Business Plan. Up to 2 Hrs. £1,800
- Risk Assessment Workshop Adding even more depth of understanding demonstrated in your Business Plan. Up to 2 Hrs. £1,800
- Compliance Monitoring Workshops. Showing your understanding of the Regulatory Compliance expectation as an ongoing activity. Up to 2 hrs. £1,650
- Post Submission Senior Management Training/Workshop. Helping you understand as an FCA authorised person what you are likely to be questioned on and the areas you may need to brush up on. Up to 2 hrs £1,800
- Wind-Down Planning & Safeguarding measures (Payment Services) planning documents/pack (if applicable) £2,850
Financial Projections Offer – authorisation/registrations only
Optional Extra – We will arrange, specific to your business type, for your Financial Projections, & P&L from Certified Accountants from an additional £2,900
